基本信息
- 来源: arxiv
- 原始来源: https://arxiv.org/abs/2602.01002v1
- 作者: Itai Shapira, Gerdus Benade, Ariel D. Procaccia
- 分类: cs.AI
- 论文时间: 2026-02-01T03:46:14Z
- 论文 PDF: https://arxiv.org/pdf/2602.01002v1.pdf
来源摘要/节选
Large language models often exhibit increased sycophantic behavior after preference-based post-training, showing a stronger tendency to affirm a user’s stated or implied belief even when this conflicts with factual accuracy or sound judgment. We present a formal analysis of how alignment from human feedback can increase this failure mode by identifying an explicit amplification mechanism that causally links optimization against a learned reward to bias in the human preference data used for alignment. We show that the direction of behavioral drift is determined by a covariance under the base policy between endorsing the belief signal in the prompt and the learned reward, and that the first-order effect reduces to a simple mean-gap condition. We then analyze reward learning from pairwise comparisons under random utility models like Bradley-Terry and characterize when bias in human annotators’ preferences induces this reward gap. Next, we propose a training-time intervention designed to neutralize the amplification mechanism itself. Among all post-trained policies that prevent sycophantic behavior from increasing, we characterize the unique policy closest in KL divergence to the unconstrained post-trained policy, and derive the corresponding minimal reward correction as a closed-form agreement penalty. Computational experiments find that reward gaps are common and cause behavioral drift in all the configurations considered.
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